Concept Capital Group

STATEMENT FOR CERTIFIED HIGH NET WORTH INDIVIDUAL


I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.
I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  3. by signing this statement I may lose significant rights;
  4. I may have no right to complain to either of the following
    • i. the Financial Conduct Authority; or
    • ii. the Financial Ombudsman Scheme;
  5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

 

I am a certified high net worth individual because at least one of the following applies

    1. I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
    2. I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:
      • i. the property which is my primary residence or any loan secured on that residence;
      • ii. any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or
      • iii. any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my capital and other assets from making investment decisions based on financial promotions.
I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

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Signature Certificate
Document name: STATEMENT FOR CERTIFIED HIGH NET WORTH INDIVIDUAL
lock iconUnique Document ID: 350cd1262ecba12df00c0119b3cadab7fcc4e1e8
Timestamp Audit
18th March 2020 8:35 pm GMTSTATEMENT FOR CERTIFIED HIGH NET WORTH INDIVIDUAL Uploaded by Concept Capital Group - compliance@concept-capital-group.com IP 82.13.92.106