STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTOR


I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.


I understand that this means:

  1. I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  2. the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  3. by signing this statement I may lose significant rights;
  4. I may have no right to complain to either of the following
    • i. the Financial Conduct Authority; or
    • ii. the Financial Ombudsman Scheme;
  5. I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies

  1. I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  2. I have made more than one investment in an unlisted company in the two years prior to the date below;
  3. I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  4. I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £l million.
    I accept that I can lose my capital and other assets from making investment decisions based on financial promotions.
    I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

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Signature Certificate
Document name: STATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTOR
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Timestamp Audit
January 4, 2021 4:11 pm BSTSTATEMENT FOR SELF-CERTIFIED SOPHISTICATED INVESTOR Uploaded by Ian Elliot - Director on behalf of Concept Capital Group - compliance@concept-capital-group.com IP 94.73.58.251
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